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衍生品交易监控专员

机器翻译
查看雇主原标题Trade Surveillance Associate, Derivatives

Coinbase · Remote - USA · From 401

职位信息来自雇主公开的招聘页面。申请前请务必在雇主官网核实详情。

为什么值得关注?

发现指数 75/100,仅依据与该职位一起存储的证据计算。

75/100 发现指数
  • 新的雇主官方职位
  • 已披露薪资
  • 远程职位
  • 稀有职位匹配

分数构成

  • 时效性 (随职位发布时间变化)+18
  • 雇主官方来源+15
  • 已披露薪资+15
  • 远程职位+8
  • 稀有职位+11
  • 公司来源健康度+8

该职位未包含:提及签证担保、提及搬迁、未出现在监控的职位板上。

这些理由来自雇主自己的职位描述与我们核实过的来源检查结果。除了已存储的信号之外,我们不做任何推测。

职位描述

机器翻译

准备好从事你职业生涯中最具影响力的工作了吗?在 Coinbase,我们对增加经济自由的使命毫不妥协。标准很高,环境紧张,而我们喜欢这样。这里不适合安于现状的人,这里是一个让你突破自我认知极限的地方。如果你准备好与那些拒绝满足于“足够好”的人一起构建金融的未来,那么你属于这里。Coinbase 是一家远程优先、但并非仅限远程的公司。预计每季度会聚在一起进行名为“surges”的高强度线下工作会议。了解更多关于在 Coinbase 工作的信息。

作为 Coinbase Derivatives, LLC (CDE) 市场法规部的交易监控专员,这是一个实操性的交易监控岗位,你将帮助确保 Coinbase 在 CFTC 注册的指定合约市场的诚信,通过监控交易活动、调查潜在违规行为并执行 CDE 的规则手册。你将与首席法规官和市场法规部密切合作,分析监控警报,对扰乱性交易行为进行调查,并制作支持 CDE 作为自律组织履行监管义务的报告和文档。

岗位职责

• 调查潜在的交易行为违规,包括 CDE 参与者的幌骗、洗售交易、对敲交易、抢先交易、欺诈以及其他扰乱性交易活动,以确保符合 CDE 的规则手册和适用的 CFTC 法规。

• 分析 CDE 交易监控系统生成的警报,与市场法规部领导层合作,对需要加强审查的事项进行分诊和上报。

• 制作调查记录观察结果、发现和评估的调查报道,对所有询问和调查保持符合记录保存要求。

• 根据 CDE 规则和程序,就与交易活动相关的事项向首席法规官、CDE 董事会和监管监督委员会提供更新和演示。

• 识别监控数据中可能表明新兴市场风险或系统性合规漏洞的模式和趋势,建议流程改进以加强该计划。

所需技能和经验:

• 3 年以上为受监管实体(DCM、DCO、交易所、经纪自营商或类似机构)提供市场和交易监控支持的经验。

• 对市场基本面、衍生品交易实践以及调查和监控技术有扎实的理解,能够将 CFTC 法规和交易所规则手册应用于具体交易场景。

• 展示出制作清晰、条理分明的调查备忘录、报告和演示文稿的能力,能够为包括监管机构在内的各级利益相关者综合复杂的交易数据。

• 具有管理多个并行调查和监管截止日期的经验,同时在所有活跃事项中保持准确性和彻底性。

• 负责任地使用生成式 AI,保持人工监督以交付可供业务使用的成果,并推动工作流程效率、成本和质量的可衡量改进。

薪酬透明度通知:基本薪资因地点而异(见下方范围)。总薪酬还可能包括股权和奖金资格,以及福利(医疗、牙科、视力、401(k))。

年度基本薪资范围(不包括股权和奖金): $108,630 — $127,800 USD

• 申请限制:候选人在 6 个月期间内最多可提交 3 份申请。

• 平等机会雇主:Coinbase 是平等机会雇主。所有合格申请人将获得就业考虑,不因种族、肤色、宗教、性别、性取向、性别认同、国籍、残疾、受保护退伍军人身份或遗传信息而受到歧视。有犯罪历史的申请人将根据适用的联邦、州和地方法律予以考虑。

• 美国申请人:查看员工权利、了解你的权利和 E-Verify 参与通知。

• 便利措施:如果您是需要合理便利的残障人士,请将您的请求和联系信息通过电子邮件发送至 accommodations[at]coinbase.com。需要屏幕阅读技术?点击此处下载免费的兼容屏幕阅读器并查看教程。

• 数据隐私与仲裁:提交您的申请即表示您同意我们的候选人隐私通知。美国申请人:提交您的申请即表示您同意争议仲裁。

以上内容由机器翻译自动生成,可能存在错误;投递前请以雇主原文为准。

查看雇主原文

职位描述

Ready to do the most impactful work of your career? At Coinbase , we are uncompromising on our mission to increase economic freedom. The bar is high, the environment is intense, and we like it that way. This isn't a place for complacency, it’s a place to be pushed past your perceived limits. If you're ready to build the future of finance alongside people who refuse to settle for "good enough," you belong here. Coinbase is a remote-first, but not remote-only company. Expect to get together quarterly for intense in-person working sessions called “surges.” learn more about working at Coinbase .

As a Trade Surveillance Associate in the Market Regulation Department of Coinbase Derivatives, LLC (CDE), this is a hands-on trade surveillance role where you'll help ensure the integrity of Coinbase's CFTC-registered designated contract market by monitoring trade activity, investigating potential violations, and enforcing CDE's rulebook. Working closely with the Chief Regulatory Officer and Market Regulation Department, you'll analyze surveillance alerts, conduct investigations into disruptive trading practices, and produce the reports and documentation that support CDE's regulatory obligations as a self-regulatory organization.

岗位职责

• Investigate potential trade practice violations, including spoofing, wash trading, money pass activity, front running, fraud, and other disruptive trading activity by CDE participants to ensure compliance with CDE's rulebook and applicable CFTC regulations.

• Analyze alerts generated by CDE's trade surveillance system, triaging and escalating matters that require heightened review in partnership with Market Regulation Department leadership.

• Produce investigative reports documenting observations, findings, and assessments, maintaining compliance with recordkeeping requirements for all inquiries and investigations.

• Deliver updates and presentations to the Chief Regulatory Officer, CDE Board, and Regulatory Oversight Committee on matters related to trade activity in accordance with CDE rules and procedures.

• Identify patterns and trends across surveillance data that may indicate emerging market risks or systemic compliance gaps, recommending process improvements to strengthen the program.

Required Skills and Experience:

• 3+ years of experience providing market and trade surveillance support for regulated entities (DCMs, DCOs, exchanges, broker-dealers, or comparable).

• Sound understanding of market fundamentals, derivatives trading practices, and investigative and surveillance techniques, with the ability to apply CFTC regulations and exchange rulebooks to specific trading scenarios.

• Demonstrated ability to produce clear, well-organized investigative memoranda, reports, and presentations that synthesize complex trading data for stakeholders at all levels, including regulators.

• Experience managing multiple concurrent investigations and regulatory deadlines while maintaining accuracy and thoroughness across all active matters.

• Utilizes generative AI responsibly, maintaining human oversight to deliver business-ready outputs and drive measurable improvements in workflow efficiency, cost, and quality.

Pay Transparency Notice: Base salary varies by location (see range below). Total compensation may also include equity and bonus eligibility, and benefits (medical, dental, vision, 401(k)).

Annual base salary range (excluding equity and bonus): $108,630 — $127,800 USD

• Application Limit: Candidates may submit a maximum of 3 applications within a 6-month period.

• Equal Opportunity Employer: Coinbase is an Equal Opportunity Employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, protected veteran status, or genetic information. Applicants with criminal histories will be considered consistent with applicable federal, state, and local laws.

• US Applicants: View Employee Rights , Know Your Rights , and E-Verify Notice of Participation.

• Accommodations: If you are an individual with a disability who needs a reasonable accommodation, email us your request and contact info at accommodations[at]coinbase.com. Need screen reading technology? Click here to download a free compatible screen reader and view the tutorial .

• Data Privacy & Arbitration: By submitting your application, you agree to our Candidate Privacy Notice . US applicants: By submitting your application, you agree to Arbitration of Disputes .

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